Johanna Roberts - 01 Mar 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
01 Mar 2023
Net transactions value
-$141,950
Form type
4
Filing time
03 Mar 2023, 19:38:10 UTC
Previous filing
03 Feb 2023
Next filing
05 Apr 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $13,224 +600 +0.86% $22.04 70,560 01 Mar 2023 Direct F1
transaction PEN Common Stock Sale $9,480 -37 -0.05% $256.22 70,523 01 Mar 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale $25,226 -98 -0.14% $257.41 70,425 01 Mar 2023 Direct F1, F2, F4
transaction PEN Common Stock Sale $34,085 -132 -0.19% $258.22 70,293 01 Mar 2023 Direct F1, F2, F5
transaction PEN Common Stock Sale $71,829 -277 -0.39% $259.31 70,016 01 Mar 2023 Direct F1, F2, F6
transaction PEN Common Stock Sale $14,553 -56 -0.08% $259.88 69,960 01 Mar 2023 Direct F1, F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -600 -6.3% $0.000000 8,850 01 Mar 2023 Common Stock 600 $22.04 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $255.84 to $256.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $256.94 to $257.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $257.84 to $258.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $258.84 to $259.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $259.85 to $260.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 All shares are vested and exercisable.