Johanna Roberts - 28 Dec 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role: EVP, Gen. Counsel & Secretary
Signature: /s/ Johanna Roberts
Issuer symbol: PEN
Transactions as of: 28 Dec 2022
Net transactions value: +$126,730
Form type: 4
Filing time: 03 Feb 2023, 18:37:38 UTC
Previous filing: 19 Dec 2022
Next filing: 03 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PEN	Common Stock	Options Exercise	$126,730	+5,750	+9%	$22.04	69,960	28 Dec 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PEN	Stock Option (right to buy)	Options Exercise	$0	-5,750	-38%	$0.000000	9,450	28 Dec 2022	Common Stock	5,750	$22.04	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction is being reported late due to administrative oversight.
F2	A portion of these shares is subject to vesting.
F3	All shares are vested and exercisable.