Johanna Roberts - Dec 28, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Dec 28, 2022
Transactions value $
$126,730
Form type
4
Date filed
2/3/2023, 06:37 PM
Previous filing
Dec 19, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $127K +5.75K +8.95% $22.04 70K Dec 28, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -5.75K -37.83% $0.00 9.45K Dec 28, 2022 Common Stock 5.75K $22.04 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is being reported late due to administrative oversight.
F2 A portion of these shares is subject to vesting.
F3 All shares are vested and exercisable.