Johanna Roberts - Sep 7, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Sep 7, 2022
Transactions value $
-$888,154
Form type
4
Date filed
9/9/2022, 07:32 PM
Previous filing
Aug 17, 2022
Next filing
Oct 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $128K +5.8K +10.45% $22.04 61.3K Sep 7, 2022 Direct F1
transaction PEN Common Stock Sale -$1.02M -5.8K -9.46% $175.17 55.5K Sep 7, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -5.8K -22.75% $0.00 19.7K Sep 7, 2022 Common Stock 5.8K $22.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $175.00 to $175.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 All shares are vested and exercisable.