Johanna Roberts - 15 Aug 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
15 Aug 2022
Net transactions value
-$260,100
Form type
4
Filing time
17 Aug 2022, 20:32:06 UTC
Previous filing
17 May 2022
Next filing
09 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $37,468 +1,700 +3.1% $22.04 57,196 15 Aug 2022 Direct F1
transaction PEN Common Stock Sale $297,568 -1,700 -3% $175.04 55,496 15 Aug 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -1,700 -6.2% $0.000000 25,500 15 Aug 2022 Common Stock 1,700 $22.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $175.00 to $175.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 All shares are vested and exercisable.