Johanna Roberts - Aug 15, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Aug 15, 2022
Transactions value $
-$260,100
Form type
4
Date filed
8/17/2022, 08:32 PM
Previous filing
May 17, 2022
Next filing
Sep 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $37.5K +1.7K +3.06% $22.04 57.2K Aug 15, 2022 Direct F1
transaction PEN Common Stock Sale -$298K -1.7K -2.97% $175.04 55.5K Aug 15, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -1.7K -6.25% $0.00 25.5K Aug 15, 2022 Common Stock 1.7K $22.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $175.00 to $175.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 All shares are vested and exercisable.