James G. Wolf - 31 Oct 2022 Form 4 Insider Report for ENZO BIOCHEM INC (ENZB)

Role
10%+ Owner
Signature
James G. Wolf
Issuer symbol
ENZB
Transactions as of
31 Oct 2022
Net transactions value
+$751,685
Form type
4
Filing time
19 Jan 2023, 13:37:58 UTC
Previous filing
12 Jan 2023
Next filing
23 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $750 +300 +0.01% $2.50 3,535,300 17 Nov 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $61,750 +24,700 +0.7% $2.50 3,560,000 21 Nov 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $340,500 +136,200 +3.8% $2.50 3,696,200 14 Dec 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $212,750 +85,100 +2.3% $2.50 3,781,300 15 Dec 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $84,250 +33,700 +0.89% $2.50 3,815,000 16 Dec 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Purchase $10,700 +5,000 +1.3% $2.14 400,500 01 Nov 2022 See Footnote F2
transaction ENZ Common Stock, $0.01 par value Purchase $31,175 +14,500 +3.6% $2.15 415,000 31 Oct 2022 See Footnote F3
transaction ENZ Common Stock, $0.01 par value Purchase $7,525 +3,500 +0.84% $2.15 418,500 01 Nov 2022 See Footnote F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENZ Long Call Option (right to buy) Purchase $220 +500 +18% $0.4400 3,250 01 Nov 2022 Common Stock, $0.01 par value 50,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $345 +500 +12% $0.6900 4,500 01 Nov 2022 Common Stock, $0.01 par value 50,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $8 +10 +3.3% $0.8000 310 01 Nov 2022 Common Stock, $0.01 par value 10,000 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $6.5 +10 +1.3% $0.6500 760 01 Nov 2022 Common Stock, $0.01 par value 10,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $392 +490 +158% $0.8000 800 01 Nov 2022 Common Stock, $0.01 par value 49,000 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $318 +490 +64% $0.6500 1,250 01 Nov 2022 Common Stock, $0.01 par value 49,000 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $105 +250 +31% $0.4200 1,050 03 Nov 2022 Common Stock, $0.01 par value 25,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $155 +250 +31% $0.6200 1,050 03 Nov 2022 Common Stock, $0.01 par value 25,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $128 +200 +19% $0.6400 1,250 03 Nov 2022 Common Stock, $0.01 par value 20,000 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $88 +200 +13% $0.4400 1,700 03 Nov 2022 Common Stock, $0.01 par value 20,000 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $2.7 +9 +3.8% $0.3000* 248 03 Nov 2022 Common Stock, $0.01 par value 900 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $1.2 +2 +0.81% $0.6000 250 03 Nov 2022 Common Stock, $0.01 par value 200 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -3 -1.2% $0.000000 247 17 Nov 2022 Common Stock, $0.01 par value 300 $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -247 -100% $0.000000* 0 21 Nov 2022 Common Stock, $0.01 par value 24,700 $2.50 Direct F1
transaction ENZ Long Call Option (right to buy) Sale $50 -200 -12% $0.2500* 1,500 05 Dec 2022 Common Stock, $0.01 par value 20,000 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Sale $11.4 -57 -3.8% $0.2000* 1,443 05 Dec 2022 Common Stock, $0.01 par value 5,700 $2.50 Direct
transaction ENZ Long Call Option (right to buy) Sale $66.45 -443 -31% $0.1500* 1,000 06 Dec 2022 Common Stock, $0.01 par value 44,300 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -1,362 -30% $0.000000 3,138 14 Dec 2022 Common Stock, $0.01 par value 136,200 $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -851 -27% $0.000000 2,287 15 Dec 2022 Common Stock, $0.01 par value 85,100 $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Sale $70 +56 +4.5% $1.25 1,306 15 Dec 2022 Common Stock, $0.01 par value 5,600 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $573 +444 +34% $1.29 1,750 15 Dec 2022 Common Stock, $0.01 par value 44,400 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -337 -19% $0.000000 1,413 16 Dec 2022 Common Stock, $0.01 par value 33,700 $2.50 Direct F1
transaction ENZ Long Call Option (right to buy) Sale $0.3 -6 -0.18% $0.0500* 3,244 30 Dec 2022 Common Stock, $0.01 par value 600 $2.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obliged to purchase these shares at an exercise price of $2.50 per share.
F2 This transaction was completed in the name and for the benefit of the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report will not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 The transaction was completed in the name and for the benefit of one or more of the Reporting Person's adult children. The Reporting Person maintains power of attorney granted by each of his adult children with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his adult children. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or 1934, as amended, or for any other purpose.
F4 The 418,500 shares owned indirectly by the Reporting Person upon completion of this Transaction included 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse, 110,000 shares owned directly by the Reporting Person's sibling and 170,500 shares owned directly by adult children of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.