James G. Wolf - Oct 31, 2022 Form 4 Insider Report for ENZO BIOCHEM INC (ENZ)

Role
10%+ Owner
Signature
James G. Wolf
Stock symbol
ENZ
Transactions as of
Oct 31, 2022
Transactions value $
$751,685
Form type
4
Date filed
1/19/2023, 01:37 PM
Previous filing
Jan 12, 2023
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $750 +300 +0.01% $2.50 3.54M Nov 17, 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $61.8K +24.7K +0.7% $2.50 3.56M Nov 21, 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $341K +136K +3.83% $2.50 3.7M Dec 14, 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $213K +85.1K +2.3% $2.50 3.78M Dec 15, 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $84.3K +33.7K +0.89% $2.50 3.82M Dec 16, 2022 Direct F1
transaction ENZ Common Stock, $0.01 par value Purchase $10.7K +5K +1.26% $2.14 401K Nov 1, 2022 See Footnote F2
transaction ENZ Common Stock, $0.01 par value Purchase $31.2K +14.5K +3.62% $2.15 415K Oct 31, 2022 See Footnote F3
transaction ENZ Common Stock, $0.01 par value Purchase $7.53K +3.5K +0.84% $2.15 419K Nov 1, 2022 See Footnote F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENZ Long Call Option (right to buy) Purchase $220 +500 +18.18% $0.44 3.25K Nov 1, 2022 Common Stock, $0.01 par value 50K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $345 +500 +12.5% $0.69 4.5K Nov 1, 2022 Common Stock, $0.01 par value 50K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $8.00 +10 +3.33% $0.80 310 Nov 1, 2022 Common Stock, $0.01 par value 10K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $6.50 +10 +1.33% $0.65 760 Nov 1, 2022 Common Stock, $0.01 par value 10K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $392 +490 +158.06% $0.80 800 Nov 1, 2022 Common Stock, $0.01 par value 49K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $319 +490 +64.47% $0.65 1.25K Nov 1, 2022 Common Stock, $0.01 par value 49K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $105 +250 +31.25% $0.42 1.05K Nov 3, 2022 Common Stock, $0.01 par value 25K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $155 +250 +31.25% $0.62 1.05K Nov 3, 2022 Common Stock, $0.01 par value 25K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $128 +200 +19.05% $0.64 1.25K Nov 3, 2022 Common Stock, $0.01 par value 20K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Purchase $88.00 +200 +13.33% $0.44 1.7K Nov 3, 2022 Common Stock, $0.01 par value 20K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $2.70 +9 +3.77% $0.30* 248 Nov 3, 2022 Common Stock, $0.01 par value 900 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $1.20 +2 +0.81% $0.60 250 Nov 3, 2022 Common Stock, $0.01 par value 200 $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -3 -1.2% $0.00 247 Nov 17, 2022 Common Stock, $0.01 par value 300 $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -247 -100% $0.00* 0 Nov 21, 2022 Common Stock, $0.01 par value 24.7K $2.50 Direct F1
transaction ENZ Long Call Option (right to buy) Sale -$50 -200 -11.76% $0.25* 1.5K Dec 5, 2022 Common Stock, $0.01 par value 20K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Sale -$11 -57 -3.8% $0.20* 1.44K Dec 5, 2022 Common Stock, $0.01 par value 5.7K $2.50 Direct
transaction ENZ Long Call Option (right to buy) Sale -$67 -443 -30.7% $0.15* 1K Dec 6, 2022 Common Stock, $0.01 par value 44.3K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -1.36K -30.27% $0.00 3.14K Dec 14, 2022 Common Stock, $0.01 par value 136K $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -851 -27.12% $0.00 2.29K Dec 15, 2022 Common Stock, $0.01 par value 85.1K $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Sale $70.00 +56 +4.48% $1.25 1.31K Dec 15, 2022 Common Stock, $0.01 par value 5.6K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Sale $573 +444 +34% $1.29 1.75K Dec 15, 2022 Common Stock, $0.01 par value 44.4K $2.50 Direct
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -337 -19.26% $0.00 1.41K Dec 16, 2022 Common Stock, $0.01 par value 33.7K $2.50 Direct F1
transaction ENZ Long Call Option (right to buy) Sale $0 -6 -0.18% $0.05* 3.24K Dec 30, 2022 Common Stock, $0.01 par value 600 $2.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obliged to purchase these shares at an exercise price of $2.50 per share.
F2 This transaction was completed in the name and for the benefit of the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report will not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 The transaction was completed in the name and for the benefit of one or more of the Reporting Person's adult children. The Reporting Person maintains power of attorney granted by each of his adult children with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his adult children. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or 1934, as amended, or for any other purpose.
F4 The 418,500 shares owned indirectly by the Reporting Person upon completion of this Transaction included 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse, 110,000 shares owned directly by the Reporting Person's sibling and 170,500 shares owned directly by adult children of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.