James G. Wolf - Jan 23, 2023 Form 4 Insider Report for ENZO BIOCHEM INC (ENZ)

Role
10%+ Owner
Signature
James G. Wolf
Stock symbol
ENZ
Transactions as of
Jan 23, 2023
Transactions value $
$744,250
Form type
4
Date filed
1/23/2023, 12:15 PM
Previous filing
Jan 19, 2023
Next filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $572K +229K +5.99% $2.50 4.04M Jan 23, 2023 Direct F1
transaction ENZ Common Stock, $0.01 par value Conversion of derivative security $173K +34.5K +0.85% $5.00 4.08M Jan 23, 2023 Direct F2
holding ENZ Common Stock, $0.01 par value 419K Jan 23, 2023 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -2.29K -100% $0.00* 0 Jan 23, 2023 Common Stock, $0.01 par value 229K $2.50 Direct F1
transaction ENZ Short Put Option (obligation to buy) Conversion of derivative security $0 -345 -100% $0.00* 0 Jan 23, 2023 Common Stock, $0.01 par value 34.5K $5.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.50 per share.
F2 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $5.00 per share.
F3 These 418,500 shares owned indirectly by the Reporting Person include 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse, 110,000 shares owned directly by the Reporting Person's sibling and 170,500 shares owned directly by adult children of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any.