Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | ENZ | Common Stock, $0.01 par value | 3.56M | Oct 28, 2022 | Direct | ||||||
holding | ENZ | Common Stock, $0.01 par value | 116K | Oct 28, 2022 | See Footnote | F1 | |||||
holding | ENZ | Common Stock, $0.01 par value | 22K | Oct 28, 2022 | See Footnote | F2 | |||||
holding | ENZ | Common Stock, $0.01 par value | 110K | Oct 28, 2022 | See Footnote | F3 | |||||
holding | ENZ | Common Stock, $0.01 par value | 171K | Oct 28, 2022 | See Footnote | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | ENZ | Long Call Option (right to buy) | Oct 28, 2022 | Common Stock | 275K | $2.50 | Direct | F5 | ||||||
holding | ENZ | Long Call Option (right to buy) | Oct 28, 2022 | Common Stock | 200K | $5.00 | Direct | F5 | ||||||
holding | ENZ | Long Call Option (right to buy) | Oct 28, 2022 | Common Stock | 75K | $2.50 | Direct | F5 | ||||||
holding | ENZ | Long Call Option (right to buy) | Oct 28, 2022 | Common Stock | 80.7K | $5.00 | Direct | F5 | ||||||
holding | ENZ | Long Call Option (right to buy) | Oct 28, 2022 | Common Stock | 75K | $7.50 | Direct | F5 | ||||||
holding | ENZ | Short Put Option (obligation to buy) | Oct 28, 2022 | Common Stock | 400K | $2.50 | Direct | F6 | ||||||
holding | ENZ | Short Put Option (obligation to buy) | Oct 28, 2022 | Common Stock | 34.5K | $5.00 | Direct | F6 | ||||||
holding | ENZ | Short Put Option (obligation to buy) | Oct 28, 2022 | Common Stock | 30K | $2.50 | Direct | F6 | ||||||
holding | ENZ | Short Put Option (obligation to buy) | Oct 28, 2022 | Common Stock | 23.9K | $2.50 | Direct | F6, F7 |
Id | Content |
---|---|
F1 | These shares are held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person. |
F2 | These shares are held in a qualified retirement account in the name, and for the benefit, of the Reporting Person's spouse. The Reporting Person has dispositive and voting control over the retirement account. The Reporting Person disclaims beneficial ownership of the securities held by this retirement account, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F3 | These shares are held directly by the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F4 | These shares are held directly by the Reporting Person's adult children, each holding a portion of the shares individually. The Reporting Person maintains powers of attorney granted by each of his adult children with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his adult children. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F5 | Each call option may be exercised from the date it was purchased through the expiration date of the call option. |
F6 | Each put option may be exercised by the owner of the option at any time from the date of its sale through the expiration date of the put option. |
F7 | This amendment to Form 3 is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently omitted certain short put options with an exercise price of $2.50 that expired on November 18, 2022. |