Gitanjali Pinto Faleiro - 06 Feb 2023 Form 4 Insider Report for GREENHILL & CO INC

Role
General Counsel
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Gitanjali Faleiro
Issuer symbol
N/A
Transactions as of
06 Feb 2023
Net transactions value
-$93,501
Form type
4
Filing time
09 Feb 2023, 06:18:50 UTC
Previous filing
09 Nov 2022
Next filing
01 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Options Exercise $84,346 +6,090 +68% $13.85 15,064 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $51,120 -3,691 -25% $13.85 11,373 06 Feb 2023 Direct
transaction GHL Common Stock Options Exercise $40,733 +2,941 +26% $13.85 14,314 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $24,418 -1,763 -12% $13.85 12,551 06 Feb 2023 Direct
transaction GHL Common Stock Options Exercise $33,005 +2,383 +19% $13.85 14,934 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $17,963 -1,297 -8.7% $13.85 13,637 06 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHL Restricted Stock Units Options Exercise $84,346 -6,090 -50% $13.85 6,091 06 Feb 2023 Common Stock 6,090 Direct F1
transaction GHL Restricted Stock Units Options Exercise $40,733 -2,941 -33% $13.85 5,883 06 Feb 2023 Common Stock 2,941 Direct F2
transaction GHL Restricted Stock Units Options Exercise $33,005 -2,383 -25% $13.85 7,151 06 Feb 2023 Common Stock 2,383 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award was granted on March 12, 2020 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F2 This restricted stock unit award was granted on February 3, 2021 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F3 This restricted stock unit award was granted on February 1, 2022 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the first vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.