| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| Harold J. Rodriguez Jr. | Chief Financial Officer | $3,075,138 | 21 Dec 2022 | ||
| Karen P. Robards | Director | $395,595 | 02 Jul 2021 | ||
| Kevin M. Costantino | President | 30 Nov 2023 | |||
| Mark R. Lasky | Chief Financial Officer | 30 Nov 2023 | |||
| Kevin Ferro | Director | 30 Nov 2023 | |||
| John D. Liu | Director | 30 Nov 2023 | |||
| Ulrika Ekman | Director | 30 Nov 2023 | |||
| Gitanjali Pinto Faleiro | General Counsel | 30 Nov 2023 | |||
| Meryl D. Hartzband | Director | 30 Nov 2023 | |||
| David A. Wyles | President | 30 Nov 2023 | |||
| Scott L. Bok | Chairman & CEO, Director, 10%+ Owner | 30 Nov 2023 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Kevin Ferro | Common Stock | Disposed to Issuer | -100% | -27,242 | 0 | 30 Nov 2023 | Direct | |||
| Kevin Ferro | Common Stock | Disposed to Issuer | -100% | -54,253 | 0 | 30 Nov 2023 | By grantor retained annuity trust | |||
| David A. Wyles | Common Stock | Disposed to Issuer | -100% | -98,707 | 0 | 30 Nov 2023 | Direct | |||
| David A. Wyles | Restricted Stock Units | Disposed to Issuer | -100% | -238,820 | 0 | 30 Nov 2023 | Direct | |||
| Ulrika Ekman | Common Stock | Disposed to Issuer | -100% | -10,205 | 0 | 30 Nov 2023 | Direct | |||
| Scott L. Bok | Common Stock | Disposed to Issuer | -100% | -850,281 | 0 | 30 Nov 2023 | By grantor retained annuity trust | |||
| Scott L. Bok | Common Stock | Disposed to Issuer | -100% | -1,967,171 | 0 | 30 Nov 2023 | See Footnote | |||
| Scott L. Bok | Common Stock | Disposed to Issuer | -100% | -57,087 | 0 | 30 Nov 2023 | Direct | |||
| Scott L. Bok | Restricted Stock Units | Disposed to Issuer | -100% | -1,029,558 | 0 | 30 Nov 2023 | Direct | |||
| Scott L. Bok | Perfomance Stock Units | Disposed to Issuer | -100% | -351,741 | 0 | 30 Nov 2023 | Direct | |||
| Meryl D. Hartzband | Common Stock | Disposed to Issuer | -100% | -50,826 | 0 | 30 Nov 2023 | Direct | |||
| Mark R. Lasky | Common Stock | Disposed to Issuer | -100% | -5,628 | 0 | 30 Nov 2023 | Direct | |||
| Mark R. Lasky | Restricted Stock Units | Disposed to Issuer | -100% | -27,464 | 0 | 30 Nov 2023 | Direct | |||
| Kevin M. Costantino | Common Stock | Disposed to Issuer | -100% | -170,954 | 0 | 30 Nov 2023 | Direct | |||
| Kevin M. Costantino | Restricted Stock Units | Disposed to Issuer | -100% | -249,612 | 0 | 30 Nov 2023 | Direct | |||
| John D. Liu | Common Stock | Disposed to Issuer | -100% | -13,149 | 0 | 30 Nov 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Common Stock | Disposed to Issuer | -100% | -14,446 | 0 | 30 Nov 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Restricted Stock Units | Disposed to Issuer | -100% | -49,330 | 0 | 30 Nov 2023 | Direct | |||
| John D. Liu | Common Stock | Gift | -59.9% | -19,636 | 13,149 | 14 Nov 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Common Stock | Options Exercise | 13.3% | 1,811 | 15,448 | 13 Nov 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Common Stock | Tax liability | -6.49% | -1,002 | 14,446 | 13 Nov 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Restricted Stock Units | Options Exercise | -100% | -1,811 | 0 | 13 Nov 2023 | Direct | |||
| Mark R. Lasky | Common Stock | Options Exercise | 105.4% | 3,089 | 6,019 | 08 May 2023 | Direct | |||
| Mark R. Lasky | Common Stock | Tax liability | -21.5% | -1,246 | 4,541 | 08 May 2023 | Direct | |||
| Mark R. Lasky | Restricted Stock Units | Options Exercise | -70.9% | -3,089 | 1,267 | 08 May 2023 | Direct | |||
| John D. Liu | Common Stock | Award | 5.68% | 1,762 | 32,785 | 03 Apr 2023 | Direct | |||
| Ulrika Ekman | Common Stock | Award | 20.9% | 1,762 | 10,205 | 03 Apr 2023 | Direct | |||
| Kevin Ferro | Common Stock | Award | 14.8% | 3,523 | 27,242 | 03 Apr 2023 | Direct | |||
| Meryl D. Hartzband | Common Stock | Award | 8.42% | 3,946 | 50,826 | 03 Apr 2023 | Direct | |||
| Scott L. Bok | Common Stock | Gift | -57% | -75,552 | 57,087 | 16 Mar 2023 | By grantor retained annuity trust | |||
| Scott L. Bok | Common Stock | Other | -100% | -57,087 | 0 | 16 Mar 2023 | By grantor retained annuity trust | |||
| Gitanjali Pinto Faleiro | Restricted Stock Units | Award | 18,098 | 18,098 | 27 Feb 2023 | Direct | ||||
| David A. Wyles | Restricted Stock Units | Award | 33,723 | 33,723 | 27 Feb 2023 | Direct | ||||
| Kevin M. Costantino | Restricted Stock Units | Award | 49,460 | 49,460 | 27 Feb 2023 | Direct | ||||
| Scott L. Bok | Restricted Stock Units | Award | 193,345 | 193,345 | 27 Feb 2023 | Direct | ||||
| Gitanjali Pinto Faleiro | Common Stock | Options Exercise | 312.7% | 11,414 | 15,064 | 06 Feb 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Common Stock | Tax liability | -37.2% | -6,751 | 11,373 | 06 Feb 2023 | Direct | |||
| Gitanjali Pinto Faleiro | Restricted Stock Units | Options Exercise | -66% | -11,414 | 5,883 | 06 Feb 2023 | Direct | |||
| Kevin M. Costantino | Common Stock | Tax liability | -41.3% | -80,136 | 114,085 | 06 Feb 2023 | Direct | |||
| Kevin M. Costantino | Common Stock | Options Exercise | 219.1% | 144,185 | 210,004 | 06 Feb 2023 | Direct | |||
| Kevin M. Costantino | Restricted Stock Units | Options Exercise | -100% | -144,185 | 0 | 06 Feb 2023 | Direct | |||
| David A. Wyles | Common Stock | Tax liability | -50% | -51,482 | 51,483 | 06 Feb 2023 | Direct | |||
| David A. Wyles | Common Stock | Options Exercise | 857% | 109,533 | 122,314 | 06 Feb 2023 | Direct | |||
| David A. Wyles | Restricted Stock Units | Options Exercise | -100% | -109,533 | 0 | 06 Feb 2023 | Direct | |||
| Kevin Ferro | Common Stock | Award | 14.8% | 3,049 | 23,719 | 04 Jan 2023 | Direct | |||
| John D. Liu | Common Stock | Award | 5.17% | 1,524 | 31,023 | 04 Jan 2023 | Direct | |||
| Ulrika Ekman | Common Stock | Award | 22% | 1,524 | 8,443 | 04 Jan 2023 | Direct | |||
| Meryl D. Hartzband | Common Stock | Award | 7.86% | 3,415 | 46,880 | 04 Jan 2023 | Direct | |||
| Harold J. Rodriguez Jr. | Common Stock | Will/Inheritance | 0.05% | 100 | 210,482 | 23 Dec 2022 | Direct | |||
| Harold J. Rodriguez Jr. | Common Stock | Purchase | 0.22% | $4,786 | $10.19 | 470 | 210,382 | 21 Dec 2022 | Direct |