Gitanjali Pinto Faleiro - 07 Nov 2022 Form 4 Insider Report for GREENHILL & CO INC

Role: General Counsel
Signature: /s/ Harold J. Rodriguez Jr., Attorney-in-Fact for Gitanjali Pinto Faleiro
Issuer symbol: N/A
Transactions as of: 07 Nov 2022
Net transactions value: +$8,139
Form type: 4
Filing time: 09 Nov 2022, 15:39:18 UTC
Previous filing: 09 Feb 2022
Next filing: 09 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHL	Common Stock	Options Exercise	$18,209	+1,810	+22%	$10.06	9,975	07 Nov 2022	Direct
transaction	GHL	Common Stock	Tax liability	$10,070	-1,001	-10%	$10.06	8,974	07 Nov 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHL	Restricted Stock Units	Options Exercise	$0	-1,810	-50%	$0.000000	1,811	07 Nov 2022	Common Stock	1,810		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This restricted stock unit award was granted on September 30, 2019 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 8, 2021, the second vesting of this restricted stock unit award was settled in shares. On November 7, 2022, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Content

This restricted stock unit award was granted on September 30, 2019 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 8, 2021, the second vesting of this restricted stock unit award was settled in shares. On November 7, 2022, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.