Gitanjali Pinto Faleiro - Nov 7, 2022 Form 4 Insider Report for GREENHILL & CO INC (GHL)

Signature
/s/ Harold J. Rodriguez Jr., Attorney-in-Fact for Gitanjali Pinto Faleiro
Stock symbol
GHL
Transactions as of
Nov 7, 2022
Transactions value $
$8,139
Form type
4
Date filed
11/9/2022, 03:39 PM
Previous filing
Feb 9, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Options Exercise $18.2K +1.81K +22.17% $10.06 9.98K Nov 7, 2022 Direct
transaction GHL Common Stock Tax liability -$10.1K -1K -10.04% $10.06 8.97K Nov 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHL Restricted Stock Units Options Exercise $0 -1.81K -49.99% $0.00 1.81K Nov 7, 2022 Common Stock 1.81K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award was granted on September 30, 2019 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 8, 2021, the second vesting of this restricted stock unit award was settled in shares. On November 7, 2022, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.