Scott L. Bok - Nov 17, 2022 Form 4 Insider Report for GREENHILL & CO INC (GHL)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
Stock symbol
GHL
Transactions as of
Nov 17, 2022
Transactions value $
$482,991
Form type
4
Date filed
11/21/2022, 03:21 PM
Previous filing
Nov 9, 2022
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Purchase $190K +18.7K +1.15% $10.15 1.65M Nov 17, 2022 See Footnote F1
transaction GHL Common Stock Purchase $59.9K +6.14K +0.37% $9.75 1.66M Nov 17, 2022 See Footnote F1
transaction GHL Common Stock Purchase $233K +23K +1.39% $10.14 1.68M Nov 18, 2022 See Footnote F1
holding GHL Common Stock 289K Nov 17, 2022 See Footnote F2
holding GHL Common Stock 580K Nov 17, 2022 By grantor retained annuity trust F3
holding GHL Common Stock 75.3K Nov 17, 2022 By grantor retained annuity trust F4
holding GHL Common Stock 195K Nov 17, 2022 By grantor retained annuity trust F5
holding GHL Common Stock 133K Nov 17, 2022 By grantor retained annuity trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F3 On November 14, 2022, Mr. Bok contributed 580,023 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
F4 On November 12, 2021, Mr. Bok contributed 138,356 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 14, 2022, 63,025 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2021 Annuity Trust.
F5 On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust. On November 14, 2022, 129,601 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust.
F6 On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust.