| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHL | Common Stock | Options Exercise | $1,921,178 | +190,972 | +63% | $10.06 | 493,570 | 07 Nov 2022 | Direct | |
| transaction | GHL | Common Stock | Tax liability | $1,068,100 | -106,173 | -22% | $10.06 | 387,397 | 07 Nov 2022 | Direct | |
| holding | GHL | Common Stock | 1,630,538 | 07 Nov 2022 | See Footnote | F1 | |||||
| holding | GHL | Common Stock | 288,783 | 07 Nov 2022 | See Footnote | F2 | |||||
| holding | GHL | Common Stock | 132,639 | 07 Nov 2022 | By grantor retained annuity trust | F3 | |||||
| holding | GHL | Common Stock | 324,528 | 07 Nov 2022 | By grantor retained annuity trust | F4 | |||||
| holding | GHL | Common Stock | 138,356 | 07 Nov 2022 | By grantor retained annuity trust | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHL | Restricted Stock Units | Options Exercise | $0 | -190,972 | -100% | $0.000000* | 0 | 07 Nov 2022 | Common Stock | 190,972 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F2 | These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities. |
| F3 | On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. |
| F4 | On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust. |
| F5 | On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. |
| F6 | This restricted stock unit award was granted on September 25, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on the fifth anniversary of date of grant and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. |