SCOTT L. BOK - 23 May 2022 Form 4 Insider Report for GREENHILL & CO INC

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
Issuer symbol
N/A
Transactions as of
23 May 2022
Net transactions value
+$910,667
Form type
4
Filing time
25 May 2022, 16:13:02 UTC
Previous filing
05 May 2022
Next filing
10 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Purchase $372,134 +33,167 +2.4% $11.22 1,414,225 23 May 2022 See Footnote F1
transaction GHL Common Stock Purchase $23,326 +2,079 +0.15% $11.22 1,416,304 24 May 2022 See Footnote F1
transaction GHL Common Stock Purchase $1,902 +166 +0.01% $11.46 1,416,470 25 May 2022 See Footnote F1
transaction GHL Common Stock Purchase $479,147 +42,553 +29% $11.26 189,190 24 May 2022 Direct
transaction GHL Common Stock Purchase $34,158 +2,978 +1.6% $11.47 192,168 25 May 2022 Direct
holding GHL Common Stock 288,783 23 May 2022 See Footnote F2
holding GHL Common Stock 132,639 23 May 2022 By grantor retained annuity trust F3
holding GHL Common Stock 138,356 23 May 2022 By grantor retained annuity trust F4
holding GHL Common Stock 324,528 23 May 2022 By grantor retained annuity trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F3 On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust.
F4 On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
F5 On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust.