SCOTT L. BOK - 03 May 2022 Form 4 Insider Report for GREENHILL & CO INC

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
Issuer symbol
N/A
Transactions as of
03 May 2022
Net transactions value
+$1,197,096
Form type
4
Filing time
05 May 2022, 16:58:17 UTC
Previous filing
10 Feb 2022
Next filing
25 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Purchase $570,342 +44,110 +3.4% $12.93 1,331,139 03 May 2022 See Footnote F1
transaction GHL Common Stock Purchase $576,925 +46,228 +3.5% $12.48 1,377,367 04 May 2022 See Footnote F1
transaction GHL Common Stock Purchase $49,828 +3,691 +0.27% $13.50 1,381,058 05 May 2022 See Footnote F1
holding GHL Common Stock 324,528 03 May 2022 By grantor retained annuity trust F2
holding GHL Common Stock 288,783 03 May 2022 See Footnote F3
holding GHL Common Stock 138,356 03 May 2022 By grantor retained annuity trust F4
holding GHL Common Stock 132,639 03 May 2022 By grantor retained annuity trust F5
holding GHL Common Stock 30,337 03 May 2022 By grantor retained annuity trust F6
holding GHL Common Stock 116,300 03 May 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust.
F3 These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F4 On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
F5 On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust.
F6 On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On August 13, 2020, 120,047 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott Bok 2019 Annuity Trust. On May 7, 2021, 113,533 shares reverted back to Scott L. Bok's direct beneficial ownership, and were subsequently transferred to Bok Family Partners, L.P.