Jeffrey G. Black - Nov 4, 2022 Form 4 Insider Report for Apollo Endosurgery, Inc. (APEN)

Role: Chief Financial Officer
Signature: /s/ Brian Szymczak - Attorney-in-Fact
Stock symbol: APEN
Transactions as of: Nov 4, 2022
Transactions value $: -$97,288
Form type: 4
Date filed: 11/4/2022, 06:22 PM
Previous filing: Aug 5, 2022
Next filing: Apr 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	APEN	Common Stock	Tax liability	-$97.3K	-15.1K	-4.33%	$6.46	333K	Nov 4, 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction is not a sale of shares by the Reporting Person in the open market. Instead, this represents shares that have been withheld by the Issuer to satisfy the Reporting Person's income tax and withholding obligation in connection with the vesting of the first tranche of previously reported performance-based vesting restricted stock units reported on the Form 4 dated August 11, 2021. This net settlement was approved by the Issuer's compensation committee.

Content

This transaction is not a sale of shares by the Reporting Person in the open market. Instead, this represents shares that have been withheld by the Issuer to satisfy the Reporting Person's income tax and withholding obligation in connection with the vesting of the first tranche of previously reported performance-based vesting restricted stock units reported on the Form 4 dated August 11, 2021. This net settlement was approved by the Issuer's compensation committee.