Jeffrey G. Black - Aug 5, 2022 Form 4 Insider Report for Apollo Endosurgery, Inc. (APEN)

Signature
/s/ Brian Szymczak - Attorney-in-Fact
Stock symbol
APEN
Transactions as of
Aug 5, 2022
Transactions value $
-$39,987
Form type
4
Date filed
8/5/2022, 06:06 PM
Previous filing
Jun 16, 2022
Next filing
Nov 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APEN Common Stock Tax liability -$40K -6.19K -1.75% $6.46 348K Aug 5, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is not a sale of shares by the Reporting Person in the open market. Instead, this represents shares that have been withheld by the Issuer to satisfy the Reporting Person's income tax and withholding obligation in connection with the vesting of the previously reported time-based vesting restricted stock units reported on the Form 4 dated August 11, 2021. This net settlement was approved by the Issuer's compensation committee.