Comparable stake leader
Rick D. Anderson
SEC ownership of Apollo Endosurgery, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001251769.
Disclosed value leader
Rick D. Anderson
Comparable rows
0/3
Latest evidence
14 Jun 2022
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Rick D. Anderson
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
14 Jun 2022
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001251769
- Issuer location
- Austin, TX
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Apollo Endosurgery, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Rick D. Anderson
Disclosed value leader
Rick D. Anderson
Comparable rows
0/3
Latest evidence
14 Jun 2022
3/4/5
Highest disclosed value: $904,397
3 rows are not safely comparable across share classes.
Quick read
Rick D. Anderson has the largest disclosed position value at $904.4K.
0 of 3 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Rick D. Anderson's linked filing trail.
Disclosed position value
Top 2
Rick D. Anderson
$904.4K
Stefanie L. Cavanaugh
$620.1K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-3 of 3 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Rick D. Anderson |
3/4/5
Director, 10%+ Owner
|
—
mixed-class rows
|
$904,397
132,817 shares
mixed-class rows
|
— | 14 Jun 2022 |
| Neil Gagnon |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
1,971,137 shares
|
— | 15 Oct 2021 |
| Stefanie L. Cavanaugh |
3/4/5
CFO, Treasurer, Secretary
|
—
class O/S missing
|
$620,147
95,998 shares
|
— | 07 Jul 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 03 Jul 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-16 of 16 reporting-owner rows connected to Apollo Endosurgery, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
16
Largest Forms 3/4/5 holder
Rick D. Anderson
Net 12M change
$0
Latest report
04 Apr 2023
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Rick D. Anderson | Director, 10%+ Owner | $904,397 | Mixed | 14 Jun 2022 | ||
| Stefanie L. Cavanaugh | CFO, Treasurer, Secretary | $620,147 | Mixed | 07 Jul 2021 | ||
| John R. Barr | Director | Mixed | 04 Apr 2023 | |||
| David Pacitti | Director | Mixed | 04 Apr 2023 | |||
| Julie Ann Shimer | Director | Mixed | 04 Apr 2023 | |||
| William D. McClellan Jr. | Director | Mixed | 04 Apr 2023 | |||
| Chas McKhann | President and CEO, Director | Mixed | 04 Apr 2023 | |||
| R. Kent Jr. McGaughy | Director, 10%+ Owner | Mixed | 04 Apr 2023 | |||
| CPMG Inc | Other*, 10%+ Owner | Mixed | 04 Apr 2023 | |||
| Christopher J. Gostout | Chief Medical Officer | Mixed | 04 Apr 2023 | |||
| John J. Molesphini | EVP, Operations | Mixed | 04 Apr 2023 | |||
| Mike Gutteridge | VP, Int'l Sales and Marketing | Mixed | 04 Apr 2023 | |||
| Jeannette Bankes | Director | Mixed | 04 Apr 2023 | |||
| Jeffrey G. Black | Chief Financial Officer | Mixed | 04 Apr 2023 | |||
| Neil Gagnon | 10%+ Owner | Mixed | 15 Oct 2021 | |||
| Sharon O'Keefe | Director | Mixed | 04 Apr 2023 |
Recent insider transactions for Apollo Endosurgery, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.