Joseph Army - Aug 18, 2023 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Signature
/s/ Adrain Bryant, as Attorney In Fact
Stock symbol
VAPO
Transactions as of
Aug 18, 2023
Transactions value $
$182,461
Form type
4
Date filed
8/22/2023, 04:08 PM
Previous filing
Aug 15, 2023
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $23K +7.49K +3.09% $3.07* 250K Aug 18, 2023 Direct F1, F2, F3
transaction VAPO Common Stock Purchase $100K +27.6K +11.06% $3.62* 277K Aug 21, 2023 Direct F2, F3, F4
transaction VAPO Common Stock Purchase $59.4K +14.9K +5.38% $3.98* 292K Aug 22, 2023 Direct F2, F3, F5
holding VAPO Common Stock 40.6K Aug 18, 2023 Kimberly D. Army Revocable Trust F3
holding VAPO Common Stock 62 Aug 18, 2023 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.10, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 Includes 1,154 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.
F3 On August 18, 2023, 1-for-8 reverse split of the common stock of Vapotherm, Inc. occurred resulting in a decrease in the number of shares held by the reporting person. In addition, proportionate adjustments have been made to the reporting person's outstanding equity awards, including the number of restricted stock units as reflected on this Form 4. Accordingly, all amounts of securities reported on this Form 4 have been adjusted to reflect the 1-for-8 reverse stock split.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.405 to $3.75, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.915 to $4.00, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.