Joseph Army - Aug 11, 2023 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Role
President and CEO, Director
Signature
/s/ Adrain Bryant, as attorney-in-fact
Stock symbol
VAPO
Transactions as of
Aug 11, 2023
Transactions value $
$118,864
Form type
4
Date filed
8/15/2023, 02:25 PM
Previous filing
Feb 14, 2023
Next filing
Aug 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $84.4K +217K +13.25% $0.39 1.85M Aug 11, 2023 Direct F1, F2
transaction VAPO Common Stock Purchase $8.76K +21.9K +1.18% $0.40 1.88M Aug 14, 2023 Direct F2, F3
transaction VAPO Common Stock Purchase $25.7K +61.2K +3.26% $0.42 1.94M Aug 15, 2023 Direct F2, F4
holding VAPO Common Stock 325K Aug 11, 2023 Kimberly D. Army Revocable Trust
holding VAPO Common Stock 500 Aug 11, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 Includes 9,233 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3965 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4049 to $0.43, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.