Joseph Army - 11 Aug 2023 Form 4 Insider Report for VAPOTHERM INC

Role
President and CEO, Director
Signature
/s/ Adrain Bryant, as attorney-in-fact
Issuer symbol
N/A
Transactions as of
11 Aug 2023
Net transactions value
+$118,864
Form type
4
Filing time
15 Aug 2023, 14:25:19 UTC
Previous filing
14 Feb 2023
Next filing
22 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $84,409 +216,879 +13% $0.3892 1,853,648 11 Aug 2023 Direct F1, F2
transaction VAPO Common Stock Purchase $8,765 +21,939 +1.2% $0.3995 1,875,587 14 Aug 2023 Direct F2, F3
transaction VAPO Common Stock Purchase $25,690 +61,182 +3.3% $0.4199 1,936,769 15 Aug 2023 Direct F2, F4
holding VAPO Common Stock 325,000 11 Aug 2023 Kimberly D. Army Revocable Trust
holding VAPO Common Stock 500 11 Aug 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 Includes 9,233 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3965 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4049 to $0.43, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.