Joseph Army - 07 Sep 2023 Form 4 Insider Report for VAPOTHERM INC

Role
President and CEO, Director
Signature
/s/ Adrain Bryant, as Attorney In Fact
Issuer symbol
N/A
Transactions as of
07 Sep 2023
Net transactions value
+$347,992
Form type
4
Filing time
11 Sep 2023, 10:10:58 UTC
Previous filing
22 Aug 2023
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $72,757 +21,987 +7.5% $3.31* 314,083 07 Sep 2023 Direct F1, F2
transaction VAPO Common Stock Purchase $96,155 +28,013 +8.9% $3.43* 342,096 08 Sep 2023 Direct F2, F3
transaction VAPO Common Stock Purchase $179,080 +50,000 +15% $3.58* 392,096 08 Sep 2023 Direct F2, F4
holding VAPO Common Stock 40,625 07 Sep 2023 Kimberly D. Army Revocable Trust
holding VAPO Common Stock 62 07 Sep 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.19 to $3.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 Includes 1,154 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.36 to $3.59, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.28 to $3.70, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.