James P. Baker - 16 May 2025 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ James Grant for James P. Baker
Issuer symbol
PIPR
Transactions as of
16 May 2025
Net transactions value
+$534,640
Form type
4
Filing time
16 May 2025, 16:16:29 UTC
Previous filing
03 Mar 2025
Next filing
19 Feb 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Baker James P Global Co-Head IB and Cap Mkts 800 NICOLLET MALL, MINNEAPOLIS /s/ James Grant for James P. Baker 16 May 2025 0001763980
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $534,640 +2,000 +3.5% $267.32 59,867 16 May 2025 Direct F1
holding PIPR Common Stock 25,699 16 May 2025 By Spouse as sole Trustee and Beneficiary for Irrevocable Trust F2
holding PIPR Common Stock 25,699 16 May 2025 By Irrevocable Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
F2 The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.