James P. Baker - May 16, 2025 Form 4/A - Amendment Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ James Grant for James P. Baker
Stock symbol
PIPR
Transactions as of
May 16, 2025
Transactions value $
$534,640
Form type
4/A - Amendment
Date filed
5/21/2025, 05:47 PM
Date Of Original Report
May 16, 2025
Previous filing
Mar 3, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Baker James P Global Co-Head IB and Cap Mkts 800 NICOLLET MALL, MINNEAPOLIS /s/ James Grant for James P. Baker 2025-05-16 0001763980

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Purchase $535K +2K +3.46% $267.32 59.9K May 16, 2025 Direct F1, F2
holding PIPR Common Stock 25.7K May 16, 2025 By Spouse as sole Trustee and Beneficiary for Irrevocable Trust F3
holding PIPR Common Stock 25.7K May 16, 2025 By Irrevocable Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was originally reported with transaction code "A," which designates a grant, award, or other acquisition. As these shares were purchased by the reporting person in the open market, the transaction code should have been listed as "P," an open market purchase.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.