James P. Baker - 17 Feb 2026 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Global Co-Head IB and Cap Mkts
Signature
/s/ James Grant for James P. Baker
Issuer symbol
PIPR
Transactions as of
17 Feb 2026
Net transactions value
$0
Form type
4
Filing time
19 Feb 2026, 16:13:12 UTC
Previous filing
21 May 2025
Next filing
02 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Baker James P Global Co-Head IB and Cap Mkts 350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS /s/ James Grant for James P. Baker 19 Feb 2025 0001763980

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +2,364 +3.9% $0.000000 62,231 17 Feb 2026 Direct
transaction PIPR Common Stock Tax liability $0 -211 -0.34% $0.000000 62,020 17 Feb 2026 Direct
transaction PIPR Common Stock Tax liability $0 -215 -0.35% $0.000000 61,805 17 Feb 2026 Direct
transaction PIPR Common Stock Tax liability $0 -113 -0.18% $0.000000 61,692 17 Feb 2026 Direct
holding PIPR Common Stock 25,699 17 Feb 2026 By Spouse as sole Trustee and Beneficiary for Irrevocable Trust F1
holding PIPR Common Stock 25,699 17 Feb 2026 By Irrevocable Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.