Timothy Storrs Jenks - 18 Apr 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
18 Apr 2022
Net transactions value
$0
Form type
4
Filing time
20 Apr 2022, 19:29:51 UTC
Previous filing
14 Apr 2022
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 493,916 18 Apr 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 492,916 18 Apr 2022 Direct F1
holding NPTN Common Stock 3,076 18 Apr 2022 As Trustee
holding NPTN Common Stock 3,200 18 Apr 2022 Trustee-Family Trust
holding NPTN Common Stock 3,798 18 Apr 2022 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to his daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.