Timothy Storrs Jenks - Apr 18, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Apr 18, 2022
Transactions value $
$0
Form type
4
Date filed
4/20/2022, 07:29 PM
Previous filing
Apr 14, 2022
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 494K Apr 18, 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 493K Apr 18, 2022 Direct F1
holding NPTN Common Stock 3.08K Apr 18, 2022 As Trustee
holding NPTN Common Stock 3.2K Apr 18, 2022 Trustee-Family Trust
holding NPTN Common Stock 3.8K Apr 18, 2022 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to his daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.