Timothy Storrs Jenks - Apr 26, 2022 Form 4/A - Amendment Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
/s/ Barbara Rogan For Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Apr 26, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
4/28/2022, 10:00 PM
Date Of Original Report
Apr 14, 2022
Previous filing
Apr 20, 2022
Next filing
Apr 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 492K Apr 26, 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 491K Apr 26, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person's spouse to their daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.

Remarks:

Due to an administrative error, the original Form 4 listed each of the transaction date and deemed execution date in Column 2 and Column 2a, respectively, as April 14, 2022, although the gifts of securities were not finalized and effected until April 26, 2022. This amendment corrects the transaction date and deemed execution date in Column 2 and Column 2a, respectively.