Timothy Storrs Jenks - 26 Apr 2022 Form 4/A - Amendment Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
/s/ Barbara Rogan For Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
26 Apr 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
28 Apr 2022, 22:00:21 UTC
Date Of Original Report
14 Apr 2022
Previous filing
20 Apr 2022
Next filing
29 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 491,916 26 Apr 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 490,916 26 Apr 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person's spouse to their daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.

Remarks:

Due to an administrative error, the original Form 4 listed each of the transaction date and deemed execution date in Column 2 and Column 2a, respectively, as April 14, 2022, although the gifts of securities were not finalized and effected until April 26, 2022. This amendment corrects the transaction date and deemed execution date in Column 2 and Column 2a, respectively.