Timothy Storrs Jenks - Apr 12, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Apr 12, 2022
Transactions value $
-$258,246
Form type
4
Date filed
4/14/2022, 07:07 PM
Previous filing
Mar 29, 2022
Next filing
Apr 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 511K Apr 12, 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1K -0.2% $0.00 510K Apr 12, 2022 Direct F1
transaction NPTN Common Stock Sale -$258K -17K -3.34% $15.16 493K Apr 13, 2022 Direct F2
holding NPTN Common Stock 3.08K Apr 12, 2022 As Trustee
holding NPTN Common Stock 3.2K Apr 12, 2022 Trustee-Family Trust
holding NPTN Common Stock 3.8K Apr 12, 2022 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person's spouse to their daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F2 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.