Timothy Storrs Jenks - 12 Apr 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
12 Apr 2022
Net transactions value
-$258,246
Form type
4
Filing time
14 Apr 2022, 19:07:17 UTC
Previous filing
29 Mar 2022
Next filing
20 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 510,956 12 Apr 2022 Direct F1
transaction NPTN Common Stock Gift $0 -1,000 -0.2% $0.000000 509,956 12 Apr 2022 Direct F1
transaction NPTN Common Stock Sale $258,246 -17,040 -3.3% $15.16 492,916 13 Apr 2022 Direct F2
holding NPTN Common Stock 3,076 12 Apr 2022 As Trustee
holding NPTN Common Stock 3,200 12 Apr 2022 Trustee-Family Trust
holding NPTN Common Stock 3,798 12 Apr 2022 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person's spouse to their daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F2 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.