Timothy Storrs Jenks - 28 Mar 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
28 Mar 2022
Net transactions value
-$243,281
Form type
4
Filing time
29 Mar 2022, 14:14:56 UTC
Previous filing
15 Feb 2022
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale $243,281 -16,045 -3% $15.16 511,956 28 Mar 2022 Direct F1
holding NPTN Common Stock 3,076 28 Mar 2022 As Trustee
holding NPTN Common Stock 3,200 28 Mar 2022 Trustee-Family Trust
holding NPTN Common Stock 3,798 28 Mar 2022 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.