Timothy Storrs Jenks - Mar 28, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Mar 28, 2022
Transactions value $
-$243,281
Form type
4
Date filed
3/29/2022, 02:14 PM
Previous filing
Feb 15, 2022
Next filing
Apr 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$243K -16K -3.04% $15.16 512K Mar 28, 2022 Direct F1
holding NPTN Common Stock 3.08K Mar 28, 2022 As Trustee
holding NPTN Common Stock 3.2K Mar 28, 2022 Trustee-Family Trust
holding NPTN Common Stock 3.8K Mar 28, 2022 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.