Timothy Storrs Jenks - Feb 14, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan, Attorney-in-Fact For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Feb 14, 2022
Transactions value $
-$263,634
Form type
4
Date filed
2/15/2022, 06:29 PM
Previous filing
Dec 29, 2021
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$264K -17K -3.12% $15.50 528K Feb 14, 2022 Direct F1
holding NPTN Common Stock 3.08K Feb 14, 2022 As Trustee
holding NPTN Common Stock 3.2K Feb 14, 2022 Trustee-Family Trust
holding NPTN Common Stock 3.8K Feb 14, 2022 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.