Timothy Storrs Jenks - Dec 27, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Dec 27, 2021
Transactions value $
$0
Form type
4
Date filed
12/29/2021, 03:37 PM
Previous filing
Nov 17, 2021
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -350 -0.06% $0.00 547K Dec 27, 2021 Direct F1
transaction NPTN Common Stock Gift $0 -950 -0.17% $0.00 546K Dec 28, 2021 Direct F2
transaction NPTN Common Stock Gift $0 -950 -0.17% $0.00 545K Dec 28, 2021 Direct F2
holding NPTN Common Stock 3.08K Dec 27, 2021 As Trustee
holding NPTN Common Stock 3.2K Dec 27, 2021 Trustee-Family Trust
holding NPTN Common Stock 3.8K Dec 27, 2021 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation.
F2 This transaction involved a gift of securities by the reporting person to his daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F3 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.