Timothy Storrs Jenks - 27 Dec 2021 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
27 Dec 2021
Net transactions value
$0
Form type
4
Filing time
29 Dec 2021, 15:37:14 UTC
Previous filing
17 Nov 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -350 -0.06% $0.000000 546,910 27 Dec 2021 Direct F1
transaction NPTN Common Stock Gift $0 -950 -0.17% $0.000000 545,960 28 Dec 2021 Direct F2
transaction NPTN Common Stock Gift $0 -950 -0.17% $0.000000 545,010 28 Dec 2021 Direct F2
holding NPTN Common Stock 3,076 27 Dec 2021 As Trustee
holding NPTN Common Stock 3,200 27 Dec 2021 Trustee-Family Trust
holding NPTN Common Stock 3,798 27 Dec 2021 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation.
F2 This transaction involved a gift of securities by the reporting person to his daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
F3 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.