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Signature
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/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
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Issuer symbol
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CMI
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Transactions as of
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15 Sep 2025
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Transactions value $
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-$2,290,845
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Form type
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4
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Filing time
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17 Sep 2025, 19:02:48 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Smith Mark Andrew |
VP - Chief Financial Officer |
500 JACKSON STREET, COLUMBUS |
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact |
17 Sep 2025 |
0001676537 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CMI |
Common |
Options Exercise |
$789K |
+4.83K |
+15.29% |
$163.43 |
36.4K |
15 Sep 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
-$2M |
-4.83K |
-13.26% |
$415.06 |
31.6K |
15 Sep 2025 |
Direct |
F1 |
| transaction |
CMI |
Common |
Options Exercise |
$437K |
+2.67K |
+8.46% |
$163.43 |
34.3K |
16 Sep 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
-$1.11M |
-2.67K |
-7.8% |
$415.00 |
31.6K |
16 Sep 2025 |
Direct |
|
| transaction |
CMI |
Common |
Options Exercise |
$258K |
+1.58K |
+5% |
$163.43 |
33.2K |
17 Sep 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
-$662K |
-1.58K |
-4.76% |
$419.00 |
31.6K |
17 Sep 2025 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-4.83K |
-53.18% |
$0.00 |
4.25K |
15 Sep 2025 |
Common |
4.83K |
$163.43 |
Direct |
|
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-2.67K |
-62.83% |
$0.00 |
1.58K |
16 Sep 2025 |
Common |
2.67K |
$163.43 |
Direct |
|
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-1.58K |
-100% |
$0.00 |
0 |
17 Sep 2025 |
Common |
1.58K |
$163.43 |
Direct |
|
| holding |
CMI |
Stock Option (Right-to-Buy) |
|
|
|
|
|
21.3K |
15 Sep 2025 |
Common |
21.3K |
$142.12 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: