-
Signature
-
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
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Issuer symbol
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CMI
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Transactions as of
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12 Aug 2025
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Net transactions value
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-$2,959,625
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Form type
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4
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Filing time
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14 Aug 2025, 16:32:14 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Smith Mark Andrew |
VP - Chief Financial Officer |
500 JACKSON STREET, COLUMBUS |
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact |
14 Aug 2025 |
0001676537 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CMI |
Common |
Options Exercise |
$980,580 |
+6,000 |
+19% |
$163.43 |
37,582 |
12 Aug 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
$2,370,000 |
-6,000 |
-16% |
$395.00 |
31,582 |
12 Aug 2025 |
Direct |
|
| transaction |
CMI |
Common |
Options Exercise |
$1,062,295 |
+6,500 |
+21% |
$163.43 |
38,082 |
13 Aug 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
$2,632,500 |
-6,500 |
-17% |
$405.00 |
31,582 |
13 Aug 2025 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-6,000 |
-28% |
$0.000000 |
15,580 |
12 Aug 2025 |
Common |
6,000 |
$163.43 |
Direct |
|
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-6,500 |
-42% |
$0.000000 |
9,080 |
13 Aug 2025 |
Common |
6,500 |
$163.43 |
Direct |
|
| holding |
CMI |
Stock Option (Right-to-Buy) |
|
|
|
|
|
21,310 |
12 Aug 2025 |
Common |
21,310 |
$142.12 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).