-
Signature
-
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
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Issuer symbol
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CMI
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Transactions as of
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06 Oct 2025
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Net transactions value
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-$2,377,442
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Form type
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4
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Filing time
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08 Oct 2025, 16:28:21 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Smith Mark Andrew |
VP - Chief Financial Officer |
500 JACKSON STREET, COLUMBUS |
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact |
08 Oct 2025 |
0001676537 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CMI |
Common |
Options Exercise |
$1,136,960 |
+8,000 |
+25% |
$142.12 |
39,582 |
06 Oct 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
$3,514,402 |
-8,000 |
-20% |
$439.30 |
31,582 |
06 Oct 2025 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-8,000 |
-38% |
$0.000000 |
13,310 |
06 Oct 2025 |
Common |
8,000 |
$142.12 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: