Daniel E. Pinto - Oct 17, 2022 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
President & COO, CEO CIB
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Oct 17, 2022
Transactions value $
-$4,588,180
Form type
4
Date filed
10/18/2022, 04:24 PM
Previous filing
Mar 29, 2022
Next filing
Jan 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $4.87M +105K +17.38% $46.58 706K Oct 17, 2022 Direct
transaction JPM Common Stock Tax liability -$9.46M -81.8K -11.58% $115.67 625K Oct 17, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Stock Appreciation Rights Options Exercise $0 -105K -100% $0.00* 0 Oct 17, 2022 Common Stock 105K $46.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of SARs pusuant to 10b5-1 plan dated August 9, 2022.
F2 Stock appreciation rights granted on January 17, 2013, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.