Daniel E. Pinto - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
President & COO, CEO CIB
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$4,443,039
Form type
4
Filing time
17 Jan 2023, 18:32:39 UTC
Previous filing
18 Oct 2022
Next filing
23 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +16,717 +2.7% $0.000000 641,374 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12,736 +2% $0.000000 654,110 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12,697 +1.9% $0.000000 666,807 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12,322 +1.8% $0.000000 679,129 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $4,443,039 -31,931 -4.7% $139.14 647,198 13 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12,697 -50% $0.000000 12,697 13 Jan 2023 Common Stock 12,697 Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12,736 -33% $0.000000 25,472 13 Jan 2023 Common Stock 12,736 Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -16,717 -25% $0.000000 50,152 13 Jan 2023 Common Stock 16,717 Direct F1, F4
transaction JPM Restricted Stock Units Options Exercise $0 -12,322 -20% $0.000000 49,291 13 Jan 2023 Common Stock 12,322 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.
F3 Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.
F4 Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.
F5 Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.