Daniel E. Pinto - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
President & COO, CEO CIB
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$4,443,039
Form type
4
Date filed
1/17/2023, 06:32 PM
Previous filing
Oct 18, 2022
Next filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +16.7K +2.68% $0.00 641K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +1.99% $0.00 654K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +1.94% $0.00 667K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.3K +1.85% $0.00 679K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$4.44M -31.9K -4.7% $139.15 647K Jan 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -50% $0.00 12.7K Jan 13, 2023 Common Stock 12.7K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -33.33% $0.00 25.5K Jan 13, 2023 Common Stock 12.7K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -16.7K -25% $0.00 50.2K Jan 13, 2023 Common Stock 16.7K Direct F1, F4
transaction JPM Restricted Stock Units Options Exercise $0 -12.3K -20% $0.00 49.3K Jan 13, 2023 Common Stock 12.3K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.
F3 Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.
F4 Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.
F5 Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.