Daniel E. Pinto - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Jan 2023, 18:32:39 UTC
Prior SEC filing
18 Oct 2022
Next SEC filing
23 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Holly Youngwood under POA

Key filing fact

Daniel E. Pinto filed Form 4 for JPMORGAN CHASE & CO (JPM) on 17 Jan 2023.

Key facts

  • This page summarizes Daniel E. Pinto's Form 4 filing for JPMORGAN CHASE & CO (JPM).
  • 9 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 17 Jan 2023, 18:32.

Change

  • Previous filing in this sequence was filed on 18 Oct 2022.
  • Current net transaction value: -$4,443,039.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JPM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+16,717
Change %
+2.7%
Price
$0.000000
Shares after
641,374
Date
13 Jan 2023
Ownership
Direct
Footnotes
F1
JPM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+12,736
Change %
+2%
Price
$0.000000
Shares after
654,110
Date
13 Jan 2023
Ownership
Direct
Footnotes
F1
JPM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+12,697
Change %
+1.9%
Price
$0.000000
Shares after
666,807
Date
13 Jan 2023
Ownership
Direct
Footnotes
F1
JPM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+12,322
Change %
+1.8%
Price
$0.000000
Shares after
679,129
Date
13 Jan 2023
Ownership
Direct
Footnotes
F1
JPM transaction

Common Stock

Tax liability

Transaction value
$4,443,039
Shares
-31,931
Change %
-4.7%
Price
$139.14
Shares after
647,198
Date
13 Jan 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JPM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-12,697
Change %
-50%
Price
$0.000000
Shares after
12,697
Date
13 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,697
Exercise price
Footnotes
F1, F2
JPM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-12,736
Change %
-33%
Price
$0.000000
Shares after
25,472
Date
13 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,736
Exercise price
Footnotes
F1, F3
JPM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-16,717
Change %
-25%
Price
$0.000000
Shares after
50,152
Date
13 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,717
Exercise price
Footnotes
F1, F4
JPM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-12,322
Change %
-20%
Price
$0.000000
Shares after
49,291
Date
13 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,322
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Footnote F2

Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.

Footnote F3

Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.

Footnote F4

Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.

Footnote F5

Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resulting from vesting are subject to a hold for 12 months from vesting date.

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