Daniel E. Pinto - 25 Mar 2022 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role: President & COO, CEO CIB
Signature: /s/ David K.F. Gillis under POA
Issuer symbol: JPM
Transactions as of: 25 Mar 2022
Net transactions value: -$5,518,300
Form type: 4
Filing time: 29 Mar 2022, 16:18:44 UTC
Previous filing: 17 Mar 2022
Next filing: 18 Oct 2022
SEC: View on sec.gov

Key filing fact

Daniel E. Pinto filed Form 4 for JPMORGAN CHASE & CO (JPM) on 29 Mar 2022.

Key facts

This page summarizes Daniel E. Pinto's Form 4 filing for JPMORGAN CHASE & CO (JPM).
7 reported transactions and 3 derivative rows are listed below.
Filing timestamp: 29 Mar 2022, 16:18.

Change

Previous filing in this sequence was filed on 17 Mar 2022.
Current net transaction value: -$5,518,300.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

JPM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +23,442
Change %: +4.1%
Price: $0.000000
Shares after: 600,679
Date: 25 Mar 2022
Ownership: Direct
Footnotes: F1, F2

JPM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +20,510
Change %: +3.4%
Price: $0.000000
Shares after: 621,189
Date: 25 Mar 2022
Ownership: Direct
Footnotes: F2, F3

JPM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +19,522
Change %: +3.1%
Price: $0.000000
Shares after: 640,711
Date: 25 Mar 2022
Ownership: Direct
Footnotes: F2, F4

JPM transaction

Common Stock

Tax liability

Transaction value: $5,518,300
Shares: -38,864
Change %: -6.1%
Price: $141.99
Shares after: 601,847
Date: 25 Mar 2022
Ownership: Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

JPM transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -20,510
Change %: -33%
Price: $0.000000
Shares after: 41,021
Date: 25 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,510
Exercise price
Footnotes: F2, F3

JPM transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -19,522
Change %: -25%
Price: $0.000000
Shares after: 58,570
Date: 25 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 19,522
Exercise price
Footnotes: F2, F4

JPM transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -23,442
Change %: -20%
Price: $0.000000
Shares after: 93,768
Date: 25 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,442
Exercise price
Footnotes: F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares represent JPMC common stock acquired on March 25, 2022 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.
F2	Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.
F3	These shares represent JPMC common stock (including reinvested dividend equivalents) acquired on Mar 25, 2022 upon settlement of a PSU award granted on January 17, 2017 for the 3-year performance period ended Dec 31, 2019 (as previously disclosed on a Form 4 filed on Mar 19, 2020). Mr. Pinto's PSUs are expected to vest in five equal installments and settle in shares of common stock on Mar 25, 2020, 2021, 2022, 2023 & 2024. The first 3 installments settled in shares of common stock on Mar 25, 2020, 2021 and 2022, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan 17, 2017: (i) a 2-year holding period for the installment vested on Mar 25, 2020; (ii) a 12-month holding period for the installment vested on Mar 25, 2021; and (iii) a 6-month holding period for installments vesting on Mar 25, 2022, 2023, and 2024.
F4	These shares represent JPMC common stock acquired on March 25, 2022 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.