John J. Kinney - 10 Jun 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
EVP
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
10 Jun 2022
Net transactions value
$0
Form type
4
Filing time
14 Jun 2022, 17:42:41 UTC
Previous filing
25 Feb 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Gift $0 -717 -12% $0.000000 5,134 10 Jun 2022 Direct F1
holding HIG Restricted Stock Units 12,414 10 Jun 2022 Direct
holding HIG Common Stock 930 10 Jun 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HIG Stock Option 12,974 10 Jun 2022 Common Stock 12,974 $43.59 Direct F3
holding HIG Stock Option 13,126 10 Jun 2022 Common Stock 13,126 $48.89 Direct F4
holding HIG Stock Option 21,349 10 Jun 2022 Common Stock 21,349 $49.01 Direct F5
holding HIG Stock Option 16,801 10 Jun 2022 Common Stock 16,801 $51.87 Direct F6
holding HIG Stock Option 16,021 10 Jun 2022 Common Stock 16,021 $53.81 Direct F7
holding HIG Stock Option 19,275 10 Jun 2022 Common Stock 19,275 $55.27 Direct F8
holding HIG Stock Option 25,664 10 Jun 2022 Common Stock 25,664 $69.41 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Mr. Kinney on May 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 This figure represents the reporting person's approximate share equivalent holdings in The Hartford Stock Fund (the "Fund") under the Company's 401(k) plan. The Fund consists of Company common stock (typically 99% of the Fund value) and short-term investments (typically less than 1% of the Fund value) and the number of share equivalents varies depending on the performance of the Company, the overall stock market, the amount of cash awaiting investment, and the performance and amount of short-term investments held by the fund, less any expense accrued against the fund. The number of shares attributed to the reporting person and expressed as share equivalents is based on information furnished by the 401(k) plan administrator as of June 13, 2022.
F3 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F4 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F5 The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F6 One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F7 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F8 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
F9 One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.