Daniel E. Pinto - Jan 13, 2022 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
President & COO, CEO CIB
Signature
/s/ David K.F. Gillis under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2022
Transactions value $
-$4,298,414
Form type
4
Date filed
1/14/2022, 03:18 PM
Previous filing
Dec 15, 2021
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +16.7K +2.98% $0.00 577K Jan 13, 2022 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +2.21% $0.00 590K Jan 13, 2022 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +2.15% $0.00 603K Jan 13, 2022 Direct F1
transaction JPM Common Stock Tax liability -$4.3M -25.5K -4.22% $168.85 577K Jan 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -33.33% $0.00 25.4K Jan 13, 2022 Common Stock 12.7K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -25% $0.00 38.2K Jan 13, 2022 Common Stock 12.7K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -16.7K -20% $0.00 66.9K Jan 13, 2022 Common Stock 16.7K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date.
F3 Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff, shares resulting from vesting must be held for 12 months from vesting date.
F4 Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff, shares resulting from vesting must be held for 12 months from vesting date.