Key facts
- This page summarizes Daniel E. Pinto's Form 4 filing for JPMORGAN CHASE & CO (JPM).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 15 Dec 2021, 15:17.
Daniel E. Pinto - 14 Dec 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)
- Reporting relationship
- Co-President & COO, CEO CIB
- Issuer ticker
- JPM
- Reported as of
- 14 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Dec 2021, 15:17:07 UTC
- Prior SEC filing
- 25 Oct 2021
- Next SEC filing
- 14 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David K.F. Gillis under POA
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Pinto filed Form 4 for JPMORGAN CHASE & CO (JPM) on 15 Dec 2021.
Change
- Previous filing in this sequence was filed on 25 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
JPM
transaction
Derivative
Stock Appreciation Rights
Award
- Transaction value
- $0
- Shares
- +750,000
- Change %
- Price
- $0.000000
- Shares after
- 750,000
- Date
- 14 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 750,000
- Exercise price
- $159.10
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2021 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to the President and Chief Operating Officer are also subject to Protection-based Vesting provisions under which awards may be cancelled as determined by the Compensation & Management Development Committee of the Board of Directors and ratified by the Board of Directors.
Footnote F2
The options have a ten-year term and will become exercisable no earlier than December 14, 2026. Vesting is subject to continuous leadership of the Firm, with certain limited exceptions. Net shares resulting from the exercise must be held until December 14, 2031, and are also subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this special award in a Current Report on Form 8-K filed on December 14, 2021.