Jonathan M. Craig - Oct 11, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 11, 2021
Transactions value $
-$598,343
Form type
4
Date filed
10/12/2021, 11:43 AM
Previous filing
Sep 28, 2021
Next filing
Jan 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $306K +11.6K $26.39 11.6K Oct 11, 2021 by Trust
transaction SCHW Common Stock Sale -$904K -11.6K -100% $77.98 0 Oct 11, 2021 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -11.6K -53.82% $0.00 9.95K Oct 11, 2021 Common Stock 11.6K $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.
F2 This transaction was executed in multiple trades at prices ranging from $77.95 to $78.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.