Jonathan M. Craig - 28 Sep 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
28 Sep 2021
Net transactions value
-$46,512
Form type
4
Filing time
28 Sep 2021, 18:10:16 UTC
Previous filing
03 Jun 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $23,804 +902 $26.39 902 28 Sep 2021 by Trust
transaction SCHW Common Stock Sale $70,316 -902 -100% $77.96 0 28 Sep 2021 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -902 -4% $0.000000 21,551 28 Sep 2021 Common Stock 902 $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.
F2 This transaction was executed in multiple trades at prices ranging from $77.95 to $77.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.