Jonathan M. Craig - Jan 12, 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Jan 12, 2022
Transactions value $
-$341,406
Form type
4
Date filed
1/13/2022, 11:36 AM
Previous filing
Oct 12, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $131K +4.98K $26.39 4.98K Jan 12, 2022 by Trust
transaction SCHW Common Stock Sale -$473K -4.98K -100% $95.00 0 Jan 12, 2022 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -4.98K -49.99% $0.00 4.98K Jan 12, 2022 Common Stock 4.98K $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $95.00 to $95.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.