Jonathan M. Craig - 12 Jan 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
12 Jan 2022
Net transactions value
-$341,406
Form type
4
Filing time
13 Jan 2022, 11:36:39 UTC
Previous filing
12 Oct 2021
Next filing
03 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $131,317 +4,976 $26.39 4,976 12 Jan 2022 by Trust
transaction SCHW Common Stock Sale $472,723 -4,976 -100% $95.00 0 12 Jan 2022 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -4,976 -50% $0.000000 4,977 12 Jan 2022 Common Stock 4,976 $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $95.00 to $95.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.