Nigel J. Murtagh - Aug 25, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Corporate Risk
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Aug 25, 2021
Transactions value $
-$1,209,168
Form type
4
Date filed
8/26/2021, 12:07 PM
Previous filing
May 28, 2021
Next filing
Oct 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $660K +25K +43.49% $26.39 82.5K Aug 25, 2021 Direct
transaction SCHW Common Stock Sale -$1.87M -25K -30.31% $74.76 57.5K Aug 25, 2021 Direct F1
holding SCHW Common Stock 1.02K Aug 25, 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -25K -37.91% $0.00 40.9K Aug 25, 2021 Common Stock 25K $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $74.655 to $74.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.