Nigel J. Murtagh - 25 Aug 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Corporate Risk
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
25 Aug 2021
Net transactions value
-$1,209,168
Form type
4
Filing time
26 Aug 2021, 12:07:27 UTC
Previous filing
28 May 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $659,750 +25,000 +43% $26.39 82,484 25 Aug 2021 Direct
transaction SCHW Common Stock Sale $1,868,918 -25,000 -30% $74.76 57,484 25 Aug 2021 Direct F1
holding SCHW Common Stock 1,015 25 Aug 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -25,000 -38% $0.000000 40,948 25 Aug 2021 Common Stock 25,000 $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $74.655 to $74.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.