Nigel J. Murtagh - Oct 22, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Corporate Risk
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 22, 2021
Transactions value $
-$1,592,312
Form type
4
Date filed
10/25/2021, 04:41 PM
Previous filing
Aug 26, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $739K +28K +48.71% $26.39 85.5K Oct 22, 2021 Direct
transaction SCHW Common Stock Sale -$2.33M -28K -32.75% $83.26 57.5K Oct 22, 2021 Direct F1
transaction SCHW Common Stock Gift $0 -239 -0.42% $0.00 57.2K Oct 22, 2021 Direct
holding SCHW Common Stock 1.02K Oct 22, 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -28K -68.38% $0.00 12.9K Oct 22, 2021 Common Stock 28K $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $83.06 to $83.425. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.