Nigel J. Murtagh - 22 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Corporate Risk
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
22 Oct 2021
Net transactions value
-$1,592,312
Form type
4
Filing time
25 Oct 2021, 16:41:40 UTC
Previous filing
26 Aug 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $738,920 +28,000 +49% $26.39 85,484 22 Oct 2021 Direct
transaction SCHW Common Stock Sale $2,331,232 -28,000 -33% $83.26 57,484 22 Oct 2021 Direct F1
transaction SCHW Common Stock Gift $0 -239 -0.42% $0.000000 57,245 22 Oct 2021 Direct
holding SCHW Common Stock 1,015 22 Oct 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -28,000 -68% $0.000000 12,948 22 Oct 2021 Common Stock 28,000 $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $83.06 to $83.425. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.