Nigel J. Murtagh - May 28, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
May 28, 2021
Transactions value $
-$1,095,928
Form type
4
Date filed
5/28/2021, 05:21 PM
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $754K +25K +43.49% $30.17 82.5K May 28, 2021 Direct
transaction SCHW Common Stock Sale -$1.85M -25K -30.31% $74.01 57.5K May 28, 2021 Direct F1
holding SCHW Common Stock 1.02K May 28, 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -25K -60.73% $0.00 16.2K May 28, 2021 Common Stock 25K $30.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.97 to $74.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.