Nigel J. Murtagh - 28 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Corporate Risk
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
28 May 2021
Net transactions value
-$1,095,928
Form type
4
Filing time
28 May 2021, 17:21:41 UTC
Next filing
26 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $754,250 +25,000 +43% $30.17 82,484 28 May 2021 Direct
transaction SCHW Common Stock Sale $1,850,178 -25,000 -30% $74.01 57,484 28 May 2021 Direct F1
holding SCHW Common Stock 1,015 28 May 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -25,000 -61% $0.000000 16,169 28 May 2021 Common Stock 25,000 $30.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.97 to $74.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.