Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Options Exercise | $0 | +100K | +66.67% | $0.00 | 250K | Nov 3, 2021 | Direct | F1 |
holding | ALZN | Common Stock | 6.72M | Nov 2, 2021 | By Digital Power Lending, LLC | F2 | |||||
holding | ALZN | Common Stock | 15M | Nov 2, 2021 | By Ault Life Sciences, Inc. | F3 | |||||
holding | ALZN | Common Stock | 10M | Nov 2, 2021 | By Ault Life Sciences Fund, LLC | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Stock Options (Right to Buy) | Options Exercise | $0 | -100K | -4.26% | $0.00 | 2.25M | Nov 3, 2021 | Common Stock | 100K | $0.00 | Direct | F5 |
transaction | ALZN | Call Option (right to buy) | Purchase | $3.98K | +50 | $79.51* | 50 | Nov 2, 2021 | Common Stock | 5K | $2.50 | By Digital Power Lending, LLC | F2, F6 | |
transaction | ALZN | Call Option (right to buy) | Purchase | $7.75K | +100 | +200% | $77.51* | 150 | Nov 3, 2021 | Common Stock | 10K | $2.50 | By Digital Power Lending, LLC | F2, F6 |
holding | ALZN | Call Option (right to buy) | 400 | Nov 2, 2021 | Common Stock | 40K | $2.50 | By Digital Power Lending, LLC | F2, F6 | |||||
holding | ALZN | Call Option (right to buy) | 1.02K | Nov 2, 2021 | Common Stock | 102K | $2.50 | By Digital Power Lending, LLC( | F2, F6 | |||||
holding | ALZN | Call Option (right to buy) | 400 | Nov 2, 2021 | Common Stock | 40K | $10.00 | By Digital Power Lending, LLC | F2, F6 | |||||
holding | ALZN | Call Option (right to buy) | 50 | Nov 2, 2021 | Common Stock | 5K | $7.50 | By Digital Power Lending, LLC | F2, F6 |
Id | Content |
---|---|
F1 | This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. |
F2 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
F3 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
F5 | The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. |
F6 | The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. |