Milton C. Ault III - Oct 22, 2021 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)

Role
10%+ Owner
Signature
/s/ Milton C. Ault, III
Stock symbol
ALZN
Transactions as of
Oct 22, 2021
Transactions value $
$15,716
Form type
4
Date filed
10/25/2021, 09:56 PM
Previous filing
Oct 5, 2021
Next filing
Nov 4, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALZN Call Option (right to buy) Purchase $5.05K +100 +33.33% $50.51* 400 Oct 22, 2021 Common Stock 10K $2.50 By Digital Power Lending, LLC F1, F2
transaction ALZN Call Option (right to buy) Purchase $10.7K +520 +104% $20.51* 1.02K Oct 22, 2021 Common Stock 52K $5.00 By Digital Power Lending, LLC F1, F2
holding ALZN Call Option (right to buy) 400 Oct 22, 2021 Common Stock 40K $10.00 By Digital Power Lending, LLC F1, F2
holding ALZN Call Option (right to buy) 50 Oct 22, 2021 Common Stock 5K $7.50 By Digital Power Lending, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.
F2 Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.