| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALZN | Put Option (obligation to buy) | Sale | $4,824 | -50 | -50% | $96.49 | 50 | 04 Nov 2021 | Common Stock | 5,000 | $2.50 | By Digital Power Lending, LLC | F1, F2, F3 |
| holding | ALZN | Call Option (right to buy) | 150 | 04 Nov 2021 | Common Stock | 15,000 | $2.50 | By Digital Power Lending, LLC | F2, F3 | |||||
| holding | ALZN | Call Option (right to buy) | 400 | 04 Nov 2021 | Common Stock | 40,000 | $2.50 | By Digital Power Lending, LLC | F2, F3 | |||||
| holding | ALZN | Call Option (right to buy) | 1,020 | 04 Nov 2021 | Common Stock | 102,000 | $5.00 | By Digital Power Lending, LLC | F2, F3 | |||||
| holding | ALZN | Call Option (right to buy) | 400 | 04 Nov 2021 | Common Stock | 40,000 | $10.00 | By Digital Power Lending, LLC( | F2, F3 | |||||
| holding | ALZN | Call Option (right to buy) | 50 | 04 Nov 2021 | Common Stock | 5,000 | $7.50 | By Digital Power Lending, LLC | F2, F3 |
| Id | Content |
|---|---|
| F1 | Digital Power Lending, LLC ("DPL") wrote 50 put option contracts expiring in May 2022 which provide that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. |
| F2 | The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. |
| F3 | DPL is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |