Milton C. Ault III - Oct 5, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Oct 5, 2021
Transactions value $
$373,845
Form type
4
Date filed
10/5/2021, 06:14 PM
Previous filing
Sep 30, 2021
Next filing
Oct 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $374K +150K +6% $2.49 2.65M Oct 5, 2021 By Ault Alpha LP F1
holding AULT Common Stock 69.2K Oct 5, 2021 Direct
holding AULT Common Stock 1.66M Oct 5, 2021 By Ault & Company, Inc. F2
holding AULT Common Stock 3.41K Oct 5, 2021 By Philou Ventures, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F2 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.