Milton C. Ault III - 05 Oct 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (GPUS)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Issuer symbol
GPUS
Transactions as of
05 Oct 2021
Net transactions value
+$373,845
Form type
4
Filing time
05 Oct 2021, 18:14:55 UTC
Previous filing
30 Sep 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $373,845 +150,000 +6% $2.49 2,650,000 05 Oct 2021 By Ault Alpha LP F1
holding AULT Common Stock 69,209 05 Oct 2021 Direct
holding AULT Common Stock 1,658,916 05 Oct 2021 By Ault & Company, Inc. F2
holding AULT Common Stock 3,408 05 Oct 2021 By Philou Ventures, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F2 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.