Milton C. Ault III - Sep 29, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role: Executive Chairman, Director
Signature: /s/ Milton C. Ault, III
Stock symbol: AULT
Transactions as of: Sep 29, 2021
Transactions value $: $3,615,210
Form type: 4
Date filed: 9/30/2021, 07:21 PM
Previous filing: Sep 16, 2021
Next filing: Oct 5, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Purchase	$1.63M	+700K	+70%	$2.32	1.7M	Sep 29, 2021	By Ault Alpha LP	F1, F3
transaction	AULT	Common Stock	Purchase	$1.99M	+800K	+47.06%	$2.49	2.5M	Sep 30, 2021	By Ault Alpha LP	F2, F3
holding	AULT	Common Stock						69.2K	Sep 29, 2021	Direct
holding	AULT	Common Stock						1.66M	Sep 29, 2021	By Ault & Company, Inc.	F4
holding	AULT	Common Stock						3.41K	Sep 29, 2021	By Philou Ventures, LLC	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3215. The range of purchase prices on the transaction date was $2.2838 to $2.3545 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4877. The range of purchase prices on the transaction date was $2.4486 to $2.5329 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3	Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F4	Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5	Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.