Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Purchase | $13.5K | +5K | +0.07% | $2.70* | 6.72M | Sep 14, 2021 | By Digital Power Lending, LLC | F1 |
holding | ALZN | Common Stock | 150K | Sep 14, 2021 | Direct | ||||||
holding | ALZN | Common Stock | 15M | Sep 14, 2021 | By Ault Life Sciences, Inc. | F2 | |||||
holding | ALZN | Common Stock | 10M | Sep 14, 2021 | By Ault Life Sciences Fund, LLC | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Call Option (right to buy) | Purchase | $16.8K | +180 | +150% | $93.39 | 300 | Sep 16, 2021 | Common Stock | 18K | $2.50 | By Digital Power Lending, LLC | F1, F4, F5 |
transaction | ALZN | Call Option (right to buy) | Purchase | $5.1K | +200 | +100% | $25.51* | 400 | Sep 16, 2021 | Common Stock | 20K | $10.00 | By Digital Power Lending, LLC | F1, F4 |
holding | ALZN | Call Option (right to buy) | 500 | Sep 14, 2021 | Common Stock | 50K | $5.00 | By Digital Power Lending, LLC | F1, F4 | |||||
holding | ALZN | Call Option (right to buy) | 50 | Sep 14, 2021 | Common Stock | 5K | $7.50 | By Digital Power Lending, LLC | F1, F4 |
Id | Content |
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F1 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
F2 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F3 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
F4 | The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. |
F5 | The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $93.3891. The range of purchase prices on the transaction date was $91.511 to $96.511. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. |